02/03 2016

ASIC Phase 3 – 13 April 2015 – Credit and Rates Derivatives Trade Reporting

The Transaction reporting start date for Position reporting by Phase 3 entities was amended under [14/0633] for Credit derivatives and interest rate derivatives to be 13 April 2015.
A Phase 3A: A reporting entity that is an Australian ADI, an AFS licensee, a CS facility licensee, an exempt foreign licensee or a foreign ADI with A$5 billion or more gross notional outstanding OTC derivative positions as at 30
June 2014, and that was not required to report in Phase 1 or 2.

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