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05/30 2020

15-Sept-2020 Mandatory S.I. Regime

Application of the mandatory systematic internaliser (SI) regime for derivatives under MiFID II / MiFIR, i.e. pre-trade transparency requirements and supply of the Financial Instruments Reference Data System (FIRDS) on derivatives subject to the mandatory SI regime based on ESMA calculations (to be published on of August 1, 2020).

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05/13 2018

Sept. 2018 see the expiry of certain G20 Reporting relief by ASIC

September 30, 2018 will be the expiry of certain components of ASIC Corporations (Derivative Transaction Reporting Exemption) Instrument 2015/844, which provides relief to reporting entities from reporting exchange-traded derivatives, entity/name information, FX securities conversion transactions and identity information in relation to historical reportable positions.

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